Securities-related activity presented on this website involving U.S. investors is conducted through Marco Polo Securities LLC, a broker-dealer registered with the SEC and a member of FINRA/SIPC ("Marco Polo"). Where securities of U.S. issuers are presented to U.S. investors, Marco Polo acts as the broker-dealer of record for such transactions. Where securities of non-U.S. issuers are presented to U.S. institutional investors, Marco Polo acts as the U.S. chaperoning broker-dealer pursuant to SEC Rule 15a-6. Spartan Advisory and 99 Duxton are not registered U.S. broker-dealers and may not solicit U.S. investors except through their arrangements with Marco Polo described above.
Spartan Advisory and 99 Duxton may separately engage in business outside the United States with non-U.S. counterparties. Such activity does not involve Marco Polo and is not conducted pursuant to any arrangement with Marco Polo.
This website is for informational purposes only and does not constitute an offer, solicitation, recommendation, or investment advice. Private securities are speculative, illiquid, subject to transfer restrictions, and may result in loss of the entire investment. Any transaction will be subject to definitive documentation, investor eligibility requirements, and applicable law.
Advisory · Secondaries